A Complete Guide to Indian Securities Regulation, Corporate Financing, Stock Market Law, and Investor Protection
This comprehensive course provides an in-depth understanding of the Indian legal framework governing investments and securities. It is specially designed for LLB students, legal practitioners, and professionals in finance and compliance. The course covers key topics including the administration of company law in relation to shares, debentures, SEBI regulations, stock exchanges, investor protection mechanisms, and the legal environment around non-banking financial institutions and foreign exchange laws. With real-world examples, case laws, and legal insights, learners will gain practical and theoretical knowledge to master investment and securities law in India.
What you’ll learn
- Understand the historical and legal evolution of corporate financing in India..
- Interpret key statutory instruments such as the SEBI Act, SCRA, Companies Act, and FEMA..
- Apply legal principles to the issue, allotment, and transmission of shares and debentures..
- Analyze SEBI’s role as a regulator, its powers, guidelines, and investor protection tools..
- Evaluate compliance obligations for listing, disclosures, inter-corporate investments, and dividend distribution..
Course Content
- Introduction to Corporate Finance and Securities Law –> 3 lectures • 19min.
- Module 2: Share Capital and Membership –> 3 lectures • 19min.
- Module 3: Issue and Allotment of Shares –> 4 lectures • 24min.
- Module 4: Debentures, Dividends, and Corporate Investments –> 4 lectures • 21min.
- Module 5: Securities Contracts (Regulation) Act, 1956 –> 4 lectures • 18min.
- Module 6: SEBI Act, 1992 – Institutional Framework –> 4 lectures • 21min.
- Module 7: SEBI Guidelines and Investor Protection –> 4 lectures • 30min.
- Module 8: Non-Banking Financial Companies (NBFCs) –> 4 lectures • 29min.
- Module 9: Depositor Protection and FEMA Compliance –> 4 lectures • 28min.
Requirements
This comprehensive course provides an in-depth understanding of the Indian legal framework governing investments and securities. It is specially designed for LLB students, legal practitioners, and professionals in finance and compliance. The course covers key topics including the administration of company law in relation to shares, debentures, SEBI regulations, stock exchanges, investor protection mechanisms, and the legal environment around non-banking financial institutions and foreign exchange laws. With real-world examples, case laws, and legal insights, learners will gain practical and theoretical knowledge to master investment and securities law in India.
hat Will Students Learn?
By the end of this course, learners will be able to:
- Understand the legal procedures involved in the issuance and allotment of shares
- Differentiate between types of shares and debentures and understand their legal implications.
- Analyze the regulatory framework governing stock exchanges and securities contracts in India.
- Interpret the powers and functions of SEBI and understand its role in investor protection.
- Apply legal provisions concerning NBFCs, inter-corporate investments, and foreign exchange laws.
Requirements/Prerequisites:
- Basic understanding of Indian legal system (recommended for 2nd or 3rd year LLB students)
- No prior experience in finance or securities law required
- Interest in corporate law, financial law, or capital markets
Who is this Course For?
- LLB and LLM students
- Judicial aspirants and competitive exam candidates
- Legal practitioners specializing in corporate or financial law
- Compliance professionals, CS, CA aspirants
- Academics and researchers in law and economics